Venture Capital, Private Placement, Angel Investment, and Crowdfunding

Services:

• Draft and negotiate angel investment term sheets for investors and businesses receiving angel investment.
• Draft and revise shareholder's agreements, investor's rights agreements and operating agreements to incorporate the terms and conditions of the angel investment term sheet, or venture capital term sheet.
• Counsel clients on the appropriate exemption from federal and/or state securities registration.
• Write Private Placement Memoranda for clients seeking to raise money from investors.
• File Form D with the Securities and Exchange Commission, as well as the appropriate state securities regulatory agency.
• Advise clients on structuring crowdfunding offerings so that they remain exempt from registration under the Securities Act.
• Counsel clients who wish to offer stock/membership units to their employees.

 

Success Stories

• Negotiated a $2.2 million investment in a digital signature technology company for a former employer.
• Wrote a Private Placement Memorandum, and filed Form D enabling a restaurant to raise $950,000 from investors.
• Drafted a Private Placement Memorandum, and filed Form D for a residential real estate business enabling it raise $1,000,000 from an offering of Promissory Notes.
• Drafted a Private Placement Memorandum, and filed Form D for a residential real estate business enabling it to raise $600,000.
• Wrote a Private Placement Memorandum and filed Form D enabling an apartment building owner to raise $720,000 to purchase an apartment building.
• Wrote a Private Placement Memorandum and filed Form D enabling an apartment building owner to raise $450,000 to purchase an apartment building.
• Wrote a private placement memorandum, and filed Form D enabling a combined heat and power provider to raise $172,000 to develop a combined heat and power device.
• Wrote a private placement memorandum, and filed Form D enabling a limited liability limited partnership to raise $350,000 to purchase 2 pizza restaurants.
• Wrote a Private Placement Memorandum and filed Form D enabling an apartment building owner to raise $450,000 to purchase an apartment building.
• Wrote a Private Placement Memorandum and filed Form D enabling an apartment building owner to raise $360,000 to purchase an apartment building.
• Wrote a Private Placement Memorandum and filed Form D for a purchaser of distressed and defaulted mortgages to buy defaulted and distressed mortgages at a significant discount, and either restructure the mortgage so that the borrower can make payments, or foreclosure on the property and sell the property for a profit. This client has raised $400,000 to date.